With an experienced team of Capital Markets attorneys, Buchalter provides a comprehensive range of legal services with respect to securities transactions, securities law compliance, and corporate governance. Our securities practice offers expert legal advice and consulting services to a wide range of start-ups, angel investors, private equity firms, investment funds and publicly traded companies of all sizes, development stages and industries seeking to navigate the complex world of securities regulations. In particular, we are uniquely positioned to provide extraordinary services to smaller reporting companies and mid-market issuers that are often overlooked by larger firms. Our extensive experience enables us to focus on relevant issues while being sensitive to the timing and staffing constraints that clients often face, and to build strong long-term relationships with issuers and their management teams.
Whether you are seeking to raise capital through a public offering or private placement, we serve as the go-to source for our client’s capital markets advice and strategy. Our team of experienced attorneys has a deep understanding of the complex rules and regulations governing securities transactions, and we are dedicated to helping clients navigate this complex landscape with confidence and ease.
Long after the capital raising is complete, Buchalter Capital Markets attorneys are ready to support clients’ growth and success. We regularly assist public company and Reg A clients meet their on-going SEC reporting obligations and navigate their unique governance needs, as well as collaborate with clients developing environmental, social, and governance disclosure strategies and managing shareholder relations, including shareholder activism. We also regularly support funds and start-ups in their ongoing securities maintenance needs. Our regulatory experience further allows us to counsel clients through ordinary and extraordinary regulatory issues, from routine comments, examinations, and inquiries to novel issues, enforcement actions, and complex requests for regulatory relief. Our team has experience representing issuers listed on Nasdaq, NYSE, OTC and pink sheets.
We have significant experience representing issuers in a full range of offerings, including:
- Initial public offerings and follow-on offerings
- Offerings of SAFEs, convertible debt, preferred stock, limited liability company membership interests and other forms of fractionalized interests
- Private placements pursuant to Regulation D
- Regulation A and Regulation CF offerings
- Shelf registrations and takedowns
- At-the-market offerings
- Fairness hearings
- Stock Incentive and other compensation arrangements
Representative industries include technology, apparel, healthcare, banking and financial services, consumer products, manufacturing and real estate.
